美国
证券交易委员会
华盛顿特区20549
安排13 d
(规则 13d-101)
根据1934年的证券交易法
(修正案没有. 7)*
格尔夫波特 能源公司
（发行人名称）
普通股，票面价值0美元.每股0001
（证券类别名称）
402635502
(CUSIP编号)
史蒂文·维瑟
银 Point Capital， L.P.
格林威治广场2号，1室
格林威治，康涅狄格州06830
203-542-4200
(姓名、地址及电话号码 获授权接收通知及通讯)
2023年12月11日
（需要提交本声明的事件日期）
如果归档人有 previously filed a statement on Schedule 13G to report the acquisition that is the subject of this 安排13 d, 并根据规则提交了这份时间表 13d-1(e), 规则 13d-1(f) 或规则 13d-1(g), 勾选以下框. ☐
注意: 以书面形式提交的附表应 include a signed original and five copies of the schedule, including all exhibits. 看到§ 240.13d-7 供其他需要发送副本的当事人使用.
| * | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form 就标的证券类别而言, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, 见附注).
安排13 d
CUSIP没有. 402635502
| 1 |
报告人士姓名
银 Point Capital， L.P. | |||||
| 2 | 选择合适的复选框 如果一个团体的成员 (a) ☐ (b) ☒
| |||||
| 3 | 仅供SEC使用
| |||||
| 4 | 资金来源(见 指令)
OO | |||||
| 5 | 检查金沙赌场是否披露 根据第2(d)或2(e)项要求进行法律诉讼
☐ | |||||
| 6 | 国籍或居住地 组织
特拉华州 | |||||
| 的数量 股票 有利的方面 所拥有的 每一个 报告 人 与
|
7 | 唯一表决权*
-0- | ||||
| 8 | 共享投票权*
7,369,367 | |||||
| 9 | 唯一支配幂*
-0- | |||||
| 10 | 共享支配权*
7,369,367 | |||||
| 11 |
每个报告人实益拥有的总额*
7,369,367 | |||||
| 12 | 检查聚合 第（11）行中的金额不包括某些份额（参见说明）
☐ | |||||
| 13 | 班级百分比 以第（11）行*表示
36.9%(1) | |||||
| 14 | 报告人类型 (见说明)
IA, PN | |||||
| * | 见第5项. |
| 1 | As reported in the Company’s final prospectus supplement filed under 规则 424(b)(4) with the Securities 美国证券交易委员会将于12月12日举行听证会, 2023, 截至12月8日, 2023, 有18个,235,272股普通股(“普通股”), and 44,878 shares of the Issuer’s Series A Convertible 优先股 (the “优先股)已发行并未结清. Percent ownership calculations in this 安排13 d are calculated by using (a) 18,235,272股已发行普通股加上(b) 1股,695,日发行的929股普通股 23的转换,743股优先股 outstanding beneficially owned by the Reporting Persons. |
安排13 d
CUSIP没有. 402635502
| 1 |
报告人士姓名
爱德华一个. 骡子 | |||||
| 2 | 选择合适的复选框 如果一个团体的成员 (a) ☐ (b) ☒
| |||||
| 3 | 仅供SEC使用
| |||||
| 4 | 资金来源(见 指令)
OO | |||||
| 5 | 检查金沙赌场是否披露 根据第2(d)或2(e)项要求进行法律诉讼
☐ | |||||
| 6 | 国籍或居住地 组织
曼联 州 | |||||
| 的数量 股票 有利的方面 所拥有的 每一个 报告 人 与
|
7 | 唯一表决权*
-0- | ||||
| 8 | 共享投票权*
7,369,367 | |||||
| 9 | 唯一支配幂*
-0- | |||||
| 10 | 共享支配权*
7,369,367 | |||||
| 11 |
每个报告人实益拥有的总额*
7,369,367 | |||||
| 12 | 检查聚合 第（11）行中的金额不包括某些份额（参见说明）
☐ | |||||
| 13 | 班级百分比 以第（11）行*表示
36.9%(1) | |||||
| 14 | 报告人类型 (见说明)
IN | |||||
| * | 见第5项 |
安排13 d
CUSIP没有. 402635502
| 1 |
报告人士姓名
罗伯特J. 奥谢 | |||||
| 2 | 选择合适的复选框 如果一个团体的成员 (a) ☐ (b) ☒
| |||||
| 3 | 仅供SEC使用
| |||||
| 4 | 资金来源(见 指令)
OO | |||||
| 5 | 检查金沙赌场是否披露 根据第2(d)或2(e)项要求进行法律诉讼
☐ | |||||
| 6 | 国籍或居住地 组织
曼联 州 | |||||
| 的数量 股票 有利的方面 所拥有的 每一个 报告 人 与
|
7 | 唯一表决权*
-0- | ||||
| 8 | 共享投票权*
7,369,367 | |||||
| 9 | 唯一支配幂*
-0- | |||||
| 10 | 共享支配权*
7,369,367 | |||||
| 11 |
每个报告人实益拥有的总额*
7,369,367 | |||||
| 12 | 检查聚合 第（11）行中的金额不包括某些份额（参见说明）
☐ | |||||
| 13 | 班级百分比 以第（11）行*表示
36.9%(1) | |||||
| 14 | 报告人类型 (见说明)
IN | |||||
| * | 见第5项 |
注释
本修正案编号. 7 .“”修正案”) amends the statement on 安排13 d originally filed by the Reporting Persons on 2021年5月27日，经第. 1 filed by the Reporting Persons on June 10, 2021, as further amended by 修正案 No. 2 filed by the Reporting Persons on June 21, 2021 as further amended by 修正案 No. 3 filed by the Reporting Persons on June 23, 2023, as further amended by 修正案 No. 4 filed by the Reporting Persons on June 28, 2023, as further amended by 修正案 No. 报告人于9月8日提交的 ，并经第2023号修正案进一步修订. 6 filed by the Reporting Persons on December 6, 2023 (as amended, the “安排13 d”). Capitalized terms used but not otherwise defined in this 修正案 shall have the 在附表13D内赋予该等名词的含义. Except as otherwise provided herein, each Item of the 安排13 d remains unchanged.
| 第四项. | 交易目的 |
现将第4项补充如下：
On 2023年12月11日，银 Point Capital Fund， L.P.，银点资本离岸主基金，L.P. SPCP Offshore IV, Inc. 作为其指定的附属公司， 银 Point Distressed Opportunities Fund， L.P.， 银 Point Distressed Opportunity 机构合伙人，L.P. and certain other stockholders (the “Sellers”) entered into that certain Underwriting 协议 (the “Underwriting 协议”) with the Issuer and J.P. 摩根担任主承销商 “保险人”), pursuant to which 卖方 agreed to 出售 to the Underwriter an aggregate of 653,464股普通股，每股128美元.每股21元（“发行”）. 因此，银 Point Capital Fund， L.P. 银 Point Capital离岸综合基金.P. SPCP Offshore IV, Inc. 作为其指定的附属公司， 银 Point Distressed Opportunities Fund， L.P., 和银 Point Distressed Opportunity 机构合伙人，L.P. 共售出55万张 普通股股份. 与发行有关, 卖方, 银点困境机会离岸主基金, L.P. DOF Offshore III, 作为其指定的附属公司, 和银 Point Distressed Opportunity Institutional 合伙人Master Fund(离岸.P. DOF IP Offshore II, Inc. 当其指定的附属公司签订协议时 “锁定 协议”)，根据该协议，各方同意： 在十二月十一日起的期间内, 2023 and ending at the close of business 30 days after the date of the final prospectus related to the Offering, 除某些例外情况外, 合同各方 锁定 协议不提供, 承诺, 出售, 出售合同, 出售任何期权或合同来购买, 购买任何期权或合同出售, 授予任何选择权, 购买的权利或保证, 贷款或 否则转让或处置, 直接或间接, 任何实益拥有的股份, or enter into any swap or other arrangement that transfers to another, 全部地或部分地, any of the economic consequences of ownership of the shares without the prior written consent of the representatives of the prospective underwriters. 以下金沙赌场是对 锁定 协议 does not purport to be complete and is qualified in its entirety by reference to the 锁定 信，附件为附件6.
Other than as described above, the Reporting Persons do not have any current plan or proposal that relates to or would result in any transaction, event or action enumerated in paragraphs (a) through (j) of Item 4 of 安排13 d.
| 第五项. | 发行人的证券权益 |
Item 5 is hereby supplemented to add the following as exhibits:
| (a) | The responses of the Reporting Persons to rows (7) through (13) of the cover pages of this 安排13 d 金沙赌场是否通过引用并入本协议. 报告人目前实益拥有7,369,367股, 由(a)组成的,673,438股加上(b) 1,695,929股，行使后发行,743股优先股. 这些金额 不包括最多24,412保留股份, which amounts may be received at a later date as a distribution in connection with the Plan. |
As reported in the Company’s final prospectus supplement filed under 规则 424(b)(4) with the SEC on December 12, 2023, 截至12月8日, 2023, 有18个,235,272股普通股和44股,878 shares of 优先股 issued and outstanding (which shares of 优先股 vote together on an 折算 以普通股为基础 单类). Percent ownership calculations in this 安排13 d are calculated by using (a) 18,235,发行人已发行普通股272股加上(b) 1股,695,日发行的929股普通股 23的转换,743 shares of 优先股 beneficially owned by the Reporting Persons. Assuming conversion of all outstanding shares of the Issuer’s 优先股, 报告人实益拥有约34个.3%的未投票 发行人的证券(包括分母中的所有3,205,571 shares of common stock issuable upon the conversion of the 优先股 outstanding).
| (b) | The responses of the Reporting Persons to rows (7) through (13) of the cover pages of this 安排13 d 金沙赌场是否通过引用并入本协议. |
| (c) | 本合同第4项的公开金沙赌场是通过引用并入的. |
| 项目7. | 作为证物归档的材料 |
Item 7 is hereby supplemented to add the following as exhibits:
| 展示1 | Joint Filing 协议, dated as of December 13, 2023, by and among the Reporting Persons. | |
| 附表2 | 合作协议, 日期截止到5月17日, 2021, by and among 格尔夫波特 能源公司 and 银 Point Capital， L.P. (通过参考附录10并入本文.发行人表格第3页 8-K 于2021年5月17日向SEC提交). | |
| 展览3 | 爱德华一个的授权书. 骡子 (incorporated herein by reference to Exhibit B to Schedule 13G filed by 银 Point Capital， L.P.爱德华·A. mul | |
| 展览4 | Power of Attorney of Robert 奥谢 (incorporated herein by reference to Exhibit C to Schedule 13G filed by 银 Point Capital， L.P.爱德华·A. mul | |
| 表现出5 | 登记权利协议截止日期为5月17日, 2021, by and among the Issuer and the other parties signatory hereto (通过参考附录10并入本文.发行人表格第2页 8-K 于2021年5月17日向SEC提交). | |
| 表现出6 | 形式的 锁定 协议, 日期截止到12月11日, 2023, by and among The Mainstay MacKay High Yield Corporate Bond Fund, 主要的VP高收益公司债券组合, 银 Point Capital Fund， L.P.，银点资本离岸主基金，L.P.， 银 Point Distressed Opportunities Fund， L.P.， 银 Point Distressed Opportunity 机构合伙人，L.P.， 银 Point Distressed Opportunities Offshore Master 基金,L.P. DOF Offshore III, 作为其指定的附属公司, 和银 Point Distressed Opportunity Institutional 合伙人Master Fund(离岸.P. DOF IP Offshore II, Inc. 作为其指定的附属公司. | |
签名
After reasonable inquiry and to the best of his or its knowledge and belief, the undersigned certifies that the information set forth in this 陈述真实、完整、正确.
日期：2023年12月13日
| 银 Point Capital， L.P. | ||
| By: | /s/ 史蒂文·维瑟 | |
| 名称: | 史蒂文·维瑟 | |
| 标题: | 授权签署 | |
| 爱德华一个. 骡子 | ||
| By: | /s/ 史蒂文·维瑟 | |
| 名称: | 史蒂文·维瑟 | |
| 标题: | 代理人 | |
| 罗伯特J. 奥谢 | ||
| By: | /s/ 史蒂文·维瑟 | |
| 名称: | 史蒂文·维瑟 | |
| 标题: | 代理人 | |